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AML Training For Law Firms Not In Scope Course
Highlights
Delivered Online
2 hours
All levels
Description
In an ever-evolving legal landscape, being a firm outside of the mandatory AML scope doesn't mean being out of the compliance conversation.
This course is your guide to proactively managing risks, staying compliant and ensuring your firm's resilience. Don't miss this opportunity to navigate the unique challenges faced by out-of-scope AML law firms.
The course will cover:
AML regulations
Why are some firms (or departments) in or out of scope?
MLROs
AML basics
CDD (ID elements)
Responsibility of doing CDD
Source of Funds / Source of Wealth
Ongoing monitoring
Reporting to the MLRO
Target Audience
The online course is suitable for staff of all levels, from support staff to senior partners of firms outside of the regulated sector.
Resources
Comprehensive and up to date course notes will be provided to all delegates which may be useful for ongoing reference or cascade training.
Please note a recording of the course will not be made available.
Speaker
Helen is a qualified solicitor with a diverse professional background spanning leadership roles in both the legal and tech/corporate sectors. Throughout her career, she has held key positions such as COLP, HOLP, MLCO, MLRO and DPO for law firms and various regulated businesses and services.
Helen’s specialised areas encompass AML, complaint and firm negligence handling, DPA compliance, file review and auditing, law management, and operational effectiveness in law firms, particularly in conveyancing (CQS).
Frequently Asked Questions
Will I receive a Zoom link before the event?
Yes, prior to the event a link will be sent to the email address used to register for the course so please ensure the delegate details are correct.
Will I be able to view a recording of this Course after the event?
No, a recording will not be made available.
Do you provide a certificate of attendance?
For our Premier Training courses, please email us at teamadmin@dglegal.co.uk after the event if you require a certificate of attendance.
Will you provide a copy of the slides?
The slides will be distributed by email after the event
Are there any accompanying notes?
Yes and these will be distributed by email after the event.
Terms and Conditions
- Bookings may only be cancelled by written notice received by us not less than 10 working days before the date of the course. We cannot accept cancellations by telephone. The delegate fee will be credited to you less an administration charge of £25 + VAT per delegate booking that is cancelled. Refunds of delegate fees for late cancellations (i.e. cancellations received by us less than 10 working days before the date of the course) will not be refunded. Failure to attend the course will constitute late cancellation and payment will still be due or forfeit if already paid.
- You may notify us of a substitute delegate at any stage, without charge.
- DG Legal reserves the right to vary or cancel a course where the occasion necessitates. We will refund any payment made in respect of a cancelled course but otherwise do not accept any liability for a course not taking place.
Dates
- Delivered Online, to£90 - £120+ VAT
- Delivered Online, to£90 - £120+ VAT
- Delivered Online, to£90 - £120+ VAT
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